Eppenstein & Eppenstein Securities Arbitration Attorneys at Law
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Telephone: (212) 679-6000
Fax: (212) 759-3122
 
Securities Arbitration Attorney Lawyer & Business Litigation Law Firm
 
Securities Arbitration Lawyers Protecting Investors from Financial & Securities Fraud & Abuse
Securities Attorneys Fighting the Industry for Investors & Securities Employees
20 Years of Experience in Securities Fraud & Commodities Fraud

Eppenstein & Eppenstein Supreme Court Madelaine & Theodore Securities Fraud Attorneys Attorney
 
Welcome to Eppenstein & Eppenstein Securities Arbitration Lawyer Lawyers

Securities Arbitration Attorneys

Eppenstein and Eppenstein is a leading New York law firm representing US and international investors in securities arbitration who seek aggressive, quality legal representation to recover losses stemming from investment fraud and mismanagement.  We handle a wide range of arbitration and litigation matters, including commodities fraud and securities fraud, stockbroker abuses, securities industry employment disputes and general commercial litigation. If you have concerns over fraud or mismanagement of your investment portfolio contact Eppenstein & Eppenstein.

Securities Arbitration ALERT Read more...

On October 25, 2007 Ted Eppenstein testified before the U.S. Congress House Judiciary Committee, Subcommittee on Commercial and Administrative Law at hearings on H.R. 3010, the “Arbitration Fairness Act of 2007.” Ted’s Written Statement to Congress backing investor rights can be viewed on the Subcommittee’s Web site. A copy of Ted’s Written Statement (without exhibits) can be viewed here.

Ted Eppenstein is the first investor attorney to urge Congress to include investors in the reach of the Act, return to public investors the right to go to court if they choose, and establish a totally independent arbitration forum outside the industry for adjudication of public investors’ securities fraud, hedge fund fraud and other brokerage industry disputes. Previously, Ted was asked to testify before two congressional Subcommittees. The U.S. House of Representatives Subcommittee on Telecommunications and Finance in 1988 requested that Mr. Eppenstein present his opinion on compulsory arbitration and arbitration reform. A reproduction of Ted’s written statement to the Subcommittee can be viewed here. Ted assisted the Subcommittee in drafting remedial legislation (H.R. 4960) that would have eliminated mandatory arbitration for customer brokerage disputes. Mr. Eppenstein also testified before the U.S. House of Representatives Subcommittee on Criminal Justice to present his views on civil RICO reform.

Hedge Fraud Attorneys

The inherently speculative investment vehicles used by hedge funds, which pool investors’ money and invest those funds in financial instruments in an effort to achieve positive returns, may substantially increase the risk of financial losses to investors.  Hedge fund failures may involve questionable hedge fund sales practices and advertising misconduct that fails to disclose potential risks to unwary individual investors, money managers and institutional investors such as pension systems.

The unraveling of Long Term Capital Management and Amaranth LLC, and hedge funds run by Bear Stearns, have been just a few examples in a parade of headline grabbing hedge fund collapses.  The losses can be staggering, running into billions of dollars.

The mission of Eppenstein and Eppenstein is to help recover losses suffered by victims of all types of investment fraud and misconduct by brokers and others, including hedge fund fraud and mismanagement. Investors and their money managers have looked to our attorneys to achieve the highest levels of asset recovery, as exemplified in our record recovery of $46 million for just one group of thirteen clients in 2002. Contact our office if you are victim of investment fraud.

Securities, Commodities Financial Fraud Lawyers

The Firm’s Securities Arbitration and Commodities Arbitration practice has been covered extensively by the media. Eppenstein and Eppenstein is known preeminently for litigating and arbitrating large and complex cases of securities, commodities, financial and investment fraud on behalf of public investors and others harmed in the financial markets. By virtue of its depth of experience in this area of practice, Eppenstein and Eppenstein is qualified to pursue claims for all investment products, from stocks and bonds to futures, and to pursue class actions as well as claims for individuals and institutional investors.

Senior Investment Fraud

Are you a senior citizen, a Baby Boomer, or has a family member, friend or other retirement age person you know been victimized by investment abuses or fraud in connection with an investment account, pension plan or mortgage? Read more about how we can help.

Securities Industry Employment Arbitration

The Firm also represents and advises clients in a variety of employment related matters, including securities industry employment arbitration and regulatory matters.

Business Litigation Attorneys

The Firm handles every aspect of civil commercial litigation, including trials and appeals in court and arbitration. Above all, we are committed to working diligently and aggressively with the goal of achieving the most favorable results on behalf of our clients.

The experience and expertise of the Firm’s trial attorneys ensures the quality, level of service and favorable outcomes that our clients expect, whether at trial or through settlement negotiations.

 
 
 
Currency Montage Forex Securities Fraud Commodites Fraud Attorneys Recover Losses

Securities Arbitration and Commodities Arbitration for Investors

Maximizing Your Recovery from Losses Due to
Securities Fraud and Commodities Fraud

 
The Firm Wins Record Arbitration Decision for Our Clients in 2001 Against Refco Inc.
 
In 2001 we obtained record-setting arbitration decisions when we proved investment fraud claims and won a large recovery for investors totaling over $42 million from Refco Inc. The Arbitrators at the National Futures Association found that Refco "violated the anti-fraud provisions of the Commodity Exchange Act and Regulations." Refco was ultimately responsible for paying all awards to our clients, as well as being held "solely liable for the punitive damage portion" awarded to some of our clients. After two court decisions, the investor awards were confirmed at over $46 million, including punitive damages and additional interest. The entire award was collected. To read more click here - Refco's Collapse and Its Aftermath.

Contact us to discuss your case.

 
 
 
International World Financial Fraud Securities Investment Lawyer Lawyers

Securities Fraud, Financial Fraud and
Investment Mismanagement Lawyers

 
Conveniently located in Manhattan, our securities fraud arbitration and litigation law practice has helped to recover assets for individual investors who have sought out our Firm’s services from across the country and around the globe. Our national client list ranges from Los Angeles, San Francisco, San Diego and Scottsdale, to New York, Chicago and Boston, and from the heartland of Colorado and Missouri to Texas and Florida. Internationally, we have represented investors from Hong Kong, India, Indonesia, the Middle East, Latin America, Africa and throughout Europe, including England, France, Belgium, Italy, Germany, Switzerland and Spain.

We have been championing investor rights for 25 years. We have helped many investors, including those who have fallen victim to securities and other investment fraud, investment mismanagement and other financial industry abuses. We have also assisted securities industry employees in arbitration for grievances against broker dealer employers, and in related civil litigation.

If you have lost your life savings or any portion of your portfolio because of an unscrupulous broker, hedge fund or other investment firm; if your broker abused the trust you placed in him; if you were told your investment funds were safely invested, when in fact your investment objectives and risk tolerance were ignored and your funds were subjected to unjustifiable risk; if your broker churned your account; if your broker traded without your authorization, or if your broker controlled your account and misrepresented the nature of the investments made for you, then you require an experienced financial fraud lawyer in your corner. We are not only pioneers in investment fraud and mismanagement arbitration methods, but we have also been on the cutting edge of the law, helping shape the course of securities arbitration and litigation as well as being a voice for investors. If you have been the victim of investment fraud or mismanagement, contact us today and learn how we can put our dedication, experience and knowledge to work for you.

 

 
 
 
US Capital Dome Securities Cases Lawyers Attorneys Lawyer Attorney Public Service to Investors
A History of Leadership in Landmark Cases and Public Service
 
The Firm’s litigation practice has taken us to the highest courts in the U.S. and New York. Eppenstein and Eppenstein was a staunch advocate in landmark cases for investor’s rights before the United States Supreme Court, the Second Circuit Court of Appeals in New York and the New York State Court of Appeals.

We have lectured extensively on investment fraud and securities fraud arbitration matters at the New York Stock Exchange, the National Association of Securities Dealers and the American Arbitration Association, and at symposia in the U.S., Moscow and the Middle East – always on behalf of the investing public or the disenfranchised industry employee.

Champions of Investor Rights For A Quarter Century


 
 
 
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Telephone: (212) 679-6000
Fax: (212) 759-3122

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Eppenstein and Eppenstein | Attorneys at Law