Telephone: (212) 679-6000	Fax: (212) 759-3122

Securities Fraud Lawyers - Asset Recovery for Investors

A One Stop Source for Domestic & International Defrauded Investors

Eppenstein and Eppenstein is an established New York based law firm with a national and international practice dedicated to serving our clients with creative, dynamic and aggressive strategies which have resulted in large settlements for our clients over the years. We draw on our decades of experience developing and implementing effective strategies designed to ensure our clients' objectives. Whether representing defrauded investors and others harmed in the financial markets, or handling commercial cases in arbitration, mediation and litigation before various tribunals, the Firm's mission is to give every client responsive service, sound advice and robust representation on a reasonable, cost efficient basis.

Investor Advocates

The Firm is also known for advocating the rights of public investors in a landmark United States Supreme Court case and other court cases, and in testimony before committees in the United States Congress. As a Public voting member of the Securities Industry Conference on Arbitration (SICA) and on behalf of public investors, Mr. Eppenstein has proposed numerous reforms to improve arbitration systems: to the Securities and Exchange Commission (SEC), the National Association of Securities Dealers Dispute Resolution (NASD DR) and the New York Stock Exchange (NYSE).

Over 25 Years' Experience

Eppenstein and Eppenstein has over twenty-five years of experience practicing general civil litigation in a variety of areas, including matters as diverse as insurance, banking, real estate, art and design, distribution, manufacturing and retailing, corporate, commercial, employment, intellectual property, partnership, real estate, contract, entertainment and sports law. The firm has developed a distinct area of practice litigating and arbitrating large and complex cases of securities and commodities fraud on behalf of the public investor.

Domestic and International Investors
Individuals and Corporations

We represent a broad spectrum of both domestic and international clients and entities, including individual and corporate clients who have been harmed in the financial markets. The firm also represents and advises clients in employment related matters, including securities industry employment arbitration and regulatory matters.

We will represent your interests in litigation, arbitration or mediation. In addition to our representation of clients from coast to coast in the U.S., we have assisted investors in current matters and have obtained significant settlements or awards for residents of Hong Kong, Great Britain, France, Spain, Belgium, Germany, Italy, Switzerland, Israel, Lebanon, Syria, India, Indonesia, Colombia, Ivory Coast and elsewhere.

Litigation Lawyers
and
ADR Attorneys

Our familiarity and practical experience with the rules and procedures at the major arbitral institutions, such as the NASD and the AAA, allow us to assist clients effectively in alternative dispute resolution. We have been staunch advocates of improvements to the leading self-regulatory organizations’ arbitral systems in the securities arbitration field, and some of our important proposals to benefit the public have been adopted.

We also handle all phases of general civil and federal practice, and trials and appeals in all state and federal courts, including appellate practice in state and federal courts all the way up to the U.S. Supreme Court, where we have represented clients in a landmark securities fraud case. Our partners have frequently participated in or have been principal speakers at domestic and international panels and symposia on the subject of arbitration and litigation practice and procedure in the context of investor representation, including multi-day symposia in the U.S. and in Moscow, Russia and Cairo, Egypt.

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Practice Areas:
Civil Litigation | Investment Fraud | Securities Fraud | Securities Industry Employment Law
International Investment Fraud | Commercial & Business Litigation

48 Wall Street, Suite 1100 New York, New York 10005
Telephone: (212) 679-6000
Fax: (212) 759-3122