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Telephone: (212) 679-6000
Fax: (212) 759-3122
Practice Areas


Investment Fraud - Business Litigation - Securities Industry Employment

Securities Fraud
Investor Grievances
International Investment Fraud
Employment Law
Commercial Litigation
Civil Litigation


Investment Fraud Lawyers With A Record of Success
Investment Asset Recovery Attorneys

The Firm has a history of aggressive prosecution of securities fraud and commodities fraud arbitration cases, achieving a record recovery in 2002 of over $46 million. If you have seen your life savings dwindle due to investment fraud, churning, unsuitable investments, or a securities industry broker’s breach of fiduciary duty, then we encourage you to contact us at our Manhattan offices today to discuss your case and explore your options.

Our Clients Won after Arbitration & Court Appeal by Broker

If you are paying a fee, whether a commission or fixed rate, for the services of a broker, financial advisor, bank or investment firm, you expect they will act with your best interests in mind. Unfortunately, this is not always the case. At Eppenstein and Eppenstein, we have been representing aggrieved investors in litigation and arbitration for 25 years. Our New York City investment fraud and mismanagement lawyers have successfully represented clients from all over the world who have experienced investment losses.

Hedge Fund Fraud

If you have suffered hedge fund or fund of hedge fund losses we can help you recover. Read more about Hedge Fund Fraud.

Annuity Sales Practice Abuses, Scams Against Seniors

If you have lost your nest egg as a result of annuity sales practice abuses or other scams perpetrated against senior investors we can assist you.

Securities Industry Employment Litigation Attorneys

Our New York attorneys also engage in a variety of employment related matters, including securities industry employment arbitration, U-5 expungement and regulatory issues. If you are employed by a brokerage firm and have been discriminated against, wrongfully terminated, had your commissions, bonus or other compensation wrongfully withheld, or have been defamed on your U-5, we can represent your interests. Our successful track record and reputation speak for themselves. Contact us at our New York City offices today for sound advice and experienced representation.

General Commercial and Business Litigation Attorneys

In addition to representing investors who have been defrauded, inappropriately advised, or whose accounts were mismanaged, we also provide general business litigation services.

Contact our experienced Manhattan financial litigation attorneys to discuss the facts of your case, and receive professional and knowledgeable advice, along with experienced and aggressive representation.


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Practice Areas:
Civil Litigation | Investment Fraud | Securities Fraud | Securities Industry Employment Law
International Investment Fraud | Commercial & Business Litigation

48 Wall Street, Suite 1100 New York, New York 10005
Telephone: (212) 679-6000
Fax: (212) 759-3122

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Eppenstein and Eppenstein | Attorneys at Law