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Federal Regulators:

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CFTC Glossary
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State Regulators:
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Office of NYS Attorney General
Domestic Regulatory Organizations & Exchanges:
Chicago Board of Trade
Chicago Mercantile Exchange
Financial Industry Regulatory Authority (FINRA)
National Futures Association
New York Board of Trade
New York Mercantile Exchange
New York Stock Exchange
International Regulatory Organizations & Exchanges:
Financial Services Authority (UK)
The Committee of European Securities Regulators
International Organization of Securities Commission
Bombay Stock Exchange Ltd.
National Stock Exchange of India Ltd.
Hong Kong Exchanges & Clearing Ltd.
Jakarta Stock Exchange
Korea Exchange - Stock Market Division
Shanghai Stock Exchange
Shanghai Stock Exchange (English Version)
Singapore Exchange
 
 
 
 

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Eppenstein and Eppenstein | Attorneys at Law