The principals of the Firm have
co-authored numerous articles on securities
arbitration and litigation. To view a representative list
of these articles, see Publications on
this website. In addition, the firm has frequently been featured
or quoted in the print media. A bibliography of some of the
more notable articles appears below.
Index to Articles in Which
Eppenstein & Eppenstein Is Quoted
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Avoiding, Resolving Disputes,
New York Newsday, September 17, 2005 |
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NASD Discovery Motion Rule Could Help Retain Arbitrators, Compliance Reporter, September 5, 2005 |
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NASD Arbitration Rules Would Mean Some Hand-Holding for Panels, Compliance Reporter, February 7, 2005 |
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Hardball-Changing the Game,
Barron's, October 20, 2003 |
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Multimillion-Dollar Awards Are Allowed in Futures Case,
The New York Times, August 15, 2002 |
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Group of Investors Gets Award of $43 Million,
Wall Street Journal, July 21, 2001 |
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"Dream Team" Visits Moscow, The Exchange,
The New York Stock Exchange, August 2000 |
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Dueling for Dollars, If the Bear Returns,
Wall Street's Arbitration Wars Will Escalate, Barron's, November 16, 1998 |
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Dunce Cap? A Proposed Ceiling on Securities-Arbitration Damages Ignites A Battle, Barron's, July 7, 1997 |
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NASD Regulation Proposes Eligibility Rule for Arbitration,
Bloomberg, March 14, 1997 |
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Rights for Investors,
The Washington Post, Letters to the Editor, February 19, 1997 |
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NASD Unit's Arbitration Plan to be Contested by SIA,
Investors, Bloomberg, November 18, 1996 |
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Courts Clearing Way for Punitive Damages From Brokers,
The New York Times, October 25, 1996 |
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State Judge Sends to Arbitration Punitive Claim Against Merrill Lynch,
New York Law Journal, October 23, 1996 |
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Merrill's Brokerage Must Arbitrate Ex-Client's Punitive Claims, Bloomberg, October 21, 1996 |
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Ruling Returns Punitive Damage Issue to Arbitrators,
The Wall Street Journal, October 10, 1996 |
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Investors' Attorneys Find Task Force Report Faulty,
ABA Journal, April 1996 |
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Arbitration Wars - Despite Recommendations,
They're Certain to Go On, Barron's, January 29, 1996 |
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Are Doctors the Worst Investors?,
Smart Money, September 1995 |
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Goliath in Retreat- In Arbitration, Little Guys Score Some Big Wins Against Wall Street, Barron's, September 25, 1995 |
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Investors Win a Big Victory in High Court,
The Wall Street Journal, March 7, 1995 |
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A Merrill Lynch Settlement,
The New York Times, June 8, 1994 |
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Merrill Lynch Is Said to Agree to Pay $5 Million in Case,
Wall Street Journal, June 8, 1994 |
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Two for the High Road, to the Eppensteins,
Shareholder's Rights Are Sacred, Worth, June/July 1992 |
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First Boston's Cox Plays Hardball with Ex-Bankers,
Investment Dealers' Digest, July 22, 1991 |
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Court of Last Resort-Is Arbitration Better for Brokers or Their Customers?, Barron's, July 15, 1991 |
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Threat of New Litigation Laws Makes Disclosure a Paramount Concern, Financial Planning, March 1991 |
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The Stupidity of Free-Market Chic...in the Stock Market,
The Washington Monthly, November 1990 |
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Legal Loophole Snares Shearson In Battle with Client,
Investor's Daily, July 16, 1990 |
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Recent Opinions Handed Down by the New York Court of Appeals,
New York Law Journal, July 12, 1990 |
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Finding a Forum for Arbitration,
The New York Times, July 12, 1990 |
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Amex Window Opened for Aggrieved Investors,
New York Law Journal, July 11, 1990 |
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Court Upholds Investor Choice On Arbitration,
The Wall Street Journal, July 11, 1990 |
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'Creative' Lawyer Wins Sanctions Appeal,
New York Law Journal, February 16, 1990 |
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Court Sides with Investor Over Forum for Dispute,
The Wall Street Journal, November 7, 1989 |
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Taking Brokers to Court as Charges of Impropriety Mount, Lawmakers Take a Hard Look at the Investor's Right to a Fair Hearing,
Investment Dealers' Digest, August 8, 1988 |
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Plaintiff Lawyers Finds New Ploy to Win Arbitration,
Investment Dealers' Digest, May 16, 1988 |
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McMahon Decision Should Be Overturned to Protect Investors,
House Panel Told, Securities Regulation and Law Report, April 1988 |
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Women Right Now: Standing Up for the Little Guy,
Glamour, January 1988 |
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Small Investors and the Crash - Did Their Brokers Fully Disclose the Risks?, Newsweek, December 21, 1987 |
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When the Investor Has a Gripe,
The New York Times, March 29, 1987 |
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