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The principals of the Firm have co-authored numerous articles on securities arbitration and litigation. To view a representative list of these articles, see Publications on this website. In addition, the firm has frequently been featured or quoted in the print media. A bibliography of some of the more notable articles appears below.

Index to Articles in Which Eppenstein & Eppenstein Is Quoted

 
Avoiding, Resolving Disputes,
New York Newsday, September 17, 2005
NASD Discovery Motion Rule Could Help Retain Arbitrators, Compliance Reporter, September 5, 2005
NASD Arbitration Rules Would Mean Some Hand-Holding for Panels, Compliance Reporter, February 7, 2005
Hardball-Changing the Game,
Barron's, October 20, 2003
Multimillion-Dollar Awards Are Allowed in Futures Case,
The New York Times, August 15, 2002
Group of Investors Gets Award of $43 Million,
Wall Street Journal, July 21, 2001
"Dream Team" Visits Moscow, The Exchange,
The New York Stock Exchange, August 2000
Dueling for Dollars, If the Bear Returns,
Wall Street's Arbitration Wars Will Escalate, Barron's, November 16, 1998
Dunce Cap? A Proposed Ceiling on Securities-Arbitration Damages Ignites A Battle, Barron's, July 7, 1997
NASD Regulation Proposes Eligibility Rule for Arbitration,
Bloomberg, March 14, 1997
Rights for Investors,
The Washington Post, Letters to the Editor, February 19, 1997
NASD Unit's Arbitration Plan to be Contested by SIA,
Investors, Bloomberg, November 18, 1996
Courts Clearing Way for Punitive Damages From Brokers,
The New York Times, October 25, 1996
State Judge Sends to Arbitration Punitive Claim Against Merrill Lynch,
New York Law Journal, October 23, 1996
Merrill's Brokerage Must Arbitrate Ex-Client's Punitive Claims, Bloomberg, October 21, 1996
Ruling Returns Punitive Damage Issue to Arbitrators,
The Wall Street Journal, October 10, 1996
Investors' Attorneys Find Task Force Report Faulty,
ABA Journal, April 1996
Arbitration Wars - Despite Recommendations,
They're Certain to Go On, Barron's, January 29, 1996
Are Doctors the Worst Investors?,
Smart Money, September 1995
Goliath in Retreat- In Arbitration, Little Guys Score Some Big Wins Against Wall Street, Barron's, September 25, 1995
Investors Win a Big Victory in High Court,
The Wall Street Journal, March 7, 1995
A Merrill Lynch Settlement,
The New York Times, June 8, 1994
Merrill Lynch Is Said to Agree to Pay $5 Million in Case,
Wall Street Journal, June 8, 1994
Two for the High Road, to the Eppensteins,
Shareholder's Rights Are Sacred, Worth, June/July 1992
First Boston's Cox Plays Hardball with Ex-Bankers,
Investment Dealers' Digest, July 22, 1991
Court of Last Resort-Is Arbitration Better for Brokers or Their Customers?, Barron's, July 15, 1991
Threat of New Litigation Laws Makes Disclosure a Paramount Concern, Financial Planning, March 1991
The Stupidity of Free-Market Chic...in the Stock Market,
The Washington Monthly, November 1990
Legal Loophole Snares Shearson In Battle with Client,
Investor's Daily, July 16, 1990
Recent Opinions Handed Down by the New York Court of Appeals,
New York Law Journal, July 12, 1990
Finding a Forum for Arbitration,
The New York Times, July 12, 1990
Amex Window Opened for Aggrieved Investors,
New York Law Journal, July 11, 1990
Court Upholds Investor Choice On Arbitration,
The Wall Street Journal, July 11, 1990
'Creative' Lawyer Wins Sanctions Appeal,
New York Law Journal, February 16, 1990
Court Sides with Investor Over Forum for Dispute,
The Wall Street Journal, November 7, 1989
Taking Brokers to Court as Charges of Impropriety Mount, Lawmakers Take a Hard Look at the Investor's Right to a Fair Hearing,
Investment Dealers' Digest, August 8, 1988
Plaintiff Lawyers Finds New Ploy to Win Arbitration,
Investment Dealers' Digest, May 16, 1988
McMahon Decision Should Be Overturned to Protect Investors,
House Panel Told, Securities Regulation and Law Report, April 1988
Women Right Now: Standing Up for the Little Guy,
Glamour, January 1988
Small Investors and the Crash - Did Their Brokers Fully Disclose the Risks?, Newsweek, December 21, 1987
When the Investor Has a Gripe,
The New York Times, March 29, 1987
 

 

 

 

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