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Congressional / Court

 

The following are the highlights of the Firm's appearances before Congressional Committees and the Firm's assistance to one of those Committees in drafting remedial legislation to assist the cause of public investors, which occurred in the aftermath of the Supreme Court's decision in the landmark case Shearson/American Express, Inc. v. McMahon.

In the McMahon case, the Court shifted almost all securities fraud cases from court to arbitration. In light of the historical context of the Court's decision, which now affects the majority of public investors, as a public service this site features the audiotape of the argument held before the Court on March 3, 1987.

To hear Mr. Eppenstein's oral argument which took place before the United States Supreme Court in the McMahon case, click here.

To hear the full Oral Argument of Shearson/American Express, Inc. v. McMahon, 482 U.S. 220 (March 3, 1987) (on file with court) click here (Audio may take up to 5 minutes to load.).

 
Securities Law Reform: Restoring Public Customers' Freedom of Choice of Federal Court Adjudication for Investor / Broker-Dealer Fraud Claims, Testimony of Theodore G. Eppenstein Before the Subcommittee on Telecommunications and Finance, House Committee on Energy and Commerce, United States House of Representatives, March 31, 1988, 100th Cong., 2nd Sess., 134 Cong. Rec. D375-01 (Mar. 31, 1988) (statement of Theodore G. Eppenstein, Esq.)
Civil RICO Reform: Federal Court Adjudication of Broker-Dealer / Investor Fraud Claims, Testimony of Theodore G. Eppenstein Before the Subcommittee on Criminal Justice, Committee on the Judiciary, United States House of Representatives, December 3, 1987, 100th Cong., 1st Sess., 133 Cong. Rec. D1571-01 (Dec. 3, 1987) (statement of Theodore G. Eppenstein, Esq.)
Assisted in Drafting Remedial Legislation (HR 4960), in cooperation with the U.S. House of Representatives Subcommittee on Telecommunications and Finance, 1988: H.R. 4960, 100th Cong., 134 Cong. Rec. H4991-04 (1998)
Securities Law Reform, Co-Authored Testimony, U.S. House of Representatives, Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, United States House of Representatives, March 31, 1988
Civil RICO Reform, Co-Authored Testimony, U.S. House of Representatives, Subcommittee on Criminal Justice, Committee on the Judiciary, United States House of Representatives, December 3, 1987
 

 
 

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