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Telephone: (212) 679-6000
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Securities Industry Employment Attorneys

Securities Industry Employment Abuse

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NY Securities Industry Employee Rights Attorneys

At Eppenstein and Eppenstein, our firm handles securities industry employee rights such as promissory notes, U5 Expungement and wrongful termination, whether in arbitration, litigation and mediation, or in response to regulatory actions.

Fighting the Securities Industry for the Rights of Industry Employees

The Firm’s lawyers have achieved a string of successes for brokerage industry employees against major broker-dealers. We have won or settled every employee case we have handled. We succeeded in obtaining the forgiveness of a very large outstanding (promissory note) loan.

In another case, our innovative strategies succeeded in bifurcating claims and achieving a quick recovery of hundreds of thousands of dollars for an out of work former employee during the first stage of a large and complex wrongful termination case, and then another monetary victory in the rest of the case later on.

In yet another recent case, we won a significant award for our client, proving U5 defamation and obtaining an order of U5 expungement against the broker dealer.

If you are in any way affiliated with the securities industry, believe you have been wrongfully terminated, harassed, or otherwise unfairly treated, and need the services of a securities industry employee rights attorney, then contact us at our New York City offices and learn how we earned our reputation and winning track record on behalf of industry employees.

A sample of the issues we can assist you with includes:

Promissory Notes
U-5 Expungement
Commissions, Bonus or Other Compensation Wrongfully Withheld
Gender Discrimination
Racial Discrimination
Sexual Harassment
Unequal Treatment
Defamation Including U-5 Libel
Unlawful Retaliation
Tortious Interference
Contract Claims
Wrongful Termination
Compensation Agreements
Noncompete Agreements

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48 Wall Street, Suite 1100 New York, New York 10005
Telephone: (212) 679-6000
Fax: (212) 759-3122

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Eppenstein and Eppenstein | Attorneys at Law