NY Securities Industry Employee Rights Attorneys
At Eppenstein and Eppenstein, our firm
handles securities industry employee rights such as promissory notes, U5 Expungement and wrongful termination, whether in arbitration, litigation and mediation, or
in response to regulatory actions.
Fighting the Securities Industry for
the Rights of Industry Employees
The Firm’s lawyers have achieved a string of successes for brokerage industry employees against major broker-dealers. We have won or settled every employee case we have handled. We succeeded in obtaining the forgiveness of a very large outstanding (promissory note) loan.
In another case, our innovative strategies succeeded in bifurcating claims and achieving a quick recovery of hundreds of thousands of dollars for an out of work former employee during the first stage of a large and complex wrongful termination case, and then another monetary victory in the rest of the case later on.
In yet another recent case, we won a significant award for our client, proving U5 defamation and obtaining an order of U5 expungement against the broker dealer.
If you are in any way affiliated with the securities industry, believe you have been wrongfully terminated,
harassed, or otherwise unfairly treated, and need the services of a securities industry employee rights attorney, then contact
us at our New York City offices and learn how we earned our reputation and winning track record on
behalf of industry employees.
A sample of the issues we can assist you with includes:
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 Promissory Notes |
| U-5 Expungement |
| Commissions,
Bonus or Other Compensation Wrongfully Withheld |
| Gender
Discrimination |
| Racial
Discrimination |
| Sexual
Harassment |
| Unequal
Treatment |
| Defamation
Including U-5 Libel |
| Unlawful
Retaliation |
| Tortious
Interference |
| Contract
Claims |
| Wrongful Termination |
| Compensation
Agreements |
| Noncompete
Agreements |
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